An Ambiguous Utopia: Science-Fiction and Fantasy as the Solution to our Problems?

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Ursula K. Le Guin, giving her acceptance speech at the National Book Awards, stated that we needed writers who knew “the difference between the production of a market commodity and the practice of an art. Developing written material to suit sales strategies…is not quite the same thing as responsible book publishing or authorship.” Le Guin posited that Science Fiction and Fantasy (SF/F) were tools for imagining alternatives to capitalism.

A week prior to the National Book Awards, The Guardian published an article by Oscar Williams covering the Mindshare UK event, where Buzzfeed UK’s creative director and an event representative argued that Science Fiction over the last twenty years had become less imaginative. “[M]ore recent sci-fi film and literature has been less ambitious and…this could hamper future innovation.” They referenced 2001: A Space Odyssey’s Hal 9000 and compared him/it with Apple’s Siri, mentioned the touchscreens featured in Minority Report, and “the 70 predictions made in 1984 that have now been realised.”

A little over a month later, The Guardian published another article on the climate of SF/F, this time by Damien Walter, positively noting that 2014 was the year that the genre “woke up” to diversity, naming, amongst several titles, Anne Leckie’s Ancillary Justice, which reimagines the importance (or lack thereof) of gender. Leckie’s novel won the Hugo, Nebula, Clarke and BSFA awards and some of the best novels of 2014, Walter notes, were from the science-fiction and fantasy genres. Of course, awards organizations haven’t completely ignored diversity. I recently finished The Snow Queen by Joan D. Vinge, a science-fiction epic that contains substantial gender and racial diversity and that won the Hugo Award in 1981. However, Walter rightly points to the increasing volume and acceptance of these works by readers and publishers.

Within the span of one month, we have contradictory viewpoints about what makes “good” science-fiction and fantasy and apparent agreement that these genres should be instrumentalized to serve social purposes.

I read the comments by Buzzfeed’s creative director with irritation and wondered if he was blithely ignoring the tomes of interesting science-fiction literature being produced by authors like China Mieville, G. Willow Wilson, Kameron Hurley, Ken Liu, Cory Doctorow…and on and on and on I could go. However, his comments became more understandable upon realization that “good” science fiction was being defined as science-fiction-that-will-let-us-invest-in-more-gadgets. Using this reasoning, a time machine should be produced so a time traveler can invest in historically low-cost real estate. Good science-fiction becomes a mechanism which assists in the production of capitalist expansion, of “innovation.”

Despite Le Guin’s appeal that “[t]he profit motive often is in conflict with the aims of art,” science fiction and fantasy is often complicit with the growth of private enterprise and with Le Guin’s other pet peeve, state-sanctioned militarism. The United States military provides material resources to Michael Bay. Newt Gingrich wrote the forward for William R. Forstchen’s One Second After, a novel that features an electromagnetic attack on the United States, which Gingrich argues that the country must be prepared to encounter. Both the American and Canadian militaries have recommended reading lists for their personnel that include several science-fiction titles like Starship Troopers, China Attacks, and The Third World War. Science Fiction and Fantasy have also been instrumentalized to serve the interests of a central authority that(allegedly) has a monopoly on legitimate political violence: the state.

In her acceptance speech, Le Guin framed science fiction and fantasy as potential disrupters to the status quo. From this lens, science-fiction and fantasy function as mechanisms that de-socialize readers from normalized assumptions about how the world should work. I’m very sympathetic to this view and at a conference I attended in November, I argued that SF/F was explicitly engaged in recreating normative standards.

By arguing that fantastical texts influence the social world, Le Guin invites the social sciences to meet with and consider fiction seriously. As a student of international relations (IR), I find that SF/F is particularly suitable for my discipline because of the genre’s emphasis on concise world-building. Consequently, I’m more than happy to include SF/F in my scholarly presentations and research–with the understanding that fiction shouldn’t be viewed as possessing a special monopoly on truth and fiction writers are not prophets whose visions have greater status than ordinary workers. Le Guin isn’t naïve about SF/F, though: the subtitle for The Dispossessed is An Ambiguous Utopia, after all.

Unfortunately, the kind of intellectual disruption advocated by Le Guin often comes at a cost. As Le Guin points to sales departments’ influence on book purchasing and publishing, researchers are also restricted by scholarly expectations; certain journals will only publish articles with specific theoretical orientations and scholars who challenge the limits of a particular discipline risk limiting their publication and employment opportunities. So too does the fiction industry prioritize certain trends over others, though perhaps SF/F publishers are more receptive to alternative realities, as long as the world-building is rigorous and systematic. Still, those researchers and authors who do not have social clout are more likely to tread cautiously and produce work that fits into already identifiable boundaries.

There are always exceptions, obviously, and the Guardian article on diversity in SF/F illustrates that the industry may be undergoing a transition. Notably though, even Le Guin had to stealthily insert that Ged, one of her most famous protagonists, was a person of colour later into the story than right at the outset of the novel. This writing decision wasn’t a result of publisher pressure, but because Le Guin feared that her readers may not “immediately identify with a brown kid.” Some of the early covers of the Earthsea series featured a white protagonist, and when the Sci Fi Channel televised the EarthSea series, Le Guin wrote in Slate that the channel “wrecked” her books by whitewashing her characters. SF/F’s influence on revolutionary change becomes slightly questionable in the context of gatekeepers who prioritize incrementalism. There is also the shadow of the reader hanging over the author’s head, where even writers like Le Guin have adjusted their writing to real-world constraints like racism. Hiding Ged’s skin colour could be interpreted charitably. By slowly introducing the idea that PoC characters can be likeable, Le Guin uses fiction as an emancipatory mechanism. This decision could also be less kindly described as a form of self-policing which compromises the radicalness of her project. SF/F can de-socialize readers, sure, but what happens when writers are socialized by their readers into writing more “palatable” literature?

Perhaps some would laugh at the idea that there’s any connection between elves and the social sciences. I once heard a professor express confusion at the popularity of fantasy fiction because “elves aren’t real.” But sovereignty, statehood, nationhood, and citizenship are constructed ideas (and still remain ideas; you certainly can’t touch sovereignty though we feel its effects) with very real material consequences. The boundaries between knowledge/practice and reality/fiction aren’t particularly clear, especially if we view texts, both realist and fantastical, as socializing forces. I would argue against positing a stark difference between an “idea” and an “action,” as most norms gain status as “common sense” through practice.

The selection process for deciding what is a “better” or “worse” text is valuable and eventually a judgment must occur on what works merit publication. This process involves a set of standards or codes that aspiring scholars and writers follow. But this process becomes problematic if the work that is selected for publication becomes repetitive and unquestioned, like a fantastical trope that becomes a sacred cow that prevents better stories from emerging (I’m looking at you, “hero’s journey.” You’re good, but we treat you like a rule instead of a suggestion.) Science Fiction and Fantasy have their own ontological starting points, their own boundaries, and prioritize certain ways of thinking. The very structure of a book is a boundary, and so places an actual physical limit on the author’s imagination. Fantastical fiction isn’t the holy grail and isn’t the answer to all of our problems. But as an exercise in deconstructing entrenched beliefs, SF/F can behave like a remedy to tired ways of thinking.

I do not want to turn science fiction and fantasy into a second-class citizen, where the purpose of the genre is to serve the interest of other disciplines or industries. I recognize that this article treats literature instrumentally and not as a good in its own right. My aim isn’t to oppose “literature for literature’s sake,” but to recognize that people will, inevitably, use texts to create personal meaning and to understand the world. Le Guin’s acceptance speech was too clean and employed a narrative that treated SF/F as a monolithic force for good, if only those pesky capitalists could leave art alone. Le Guin’s optimism is understandable as one is generally gracious when accepting an award, after all. However, as a graduate student, I am always troubled by optimism (kidding, maybe.) Still, the increasing diversity in SF/F is a positive sign that the industry is capable of self-criticism and adapting to new ideas. This change should render readers hopeful that SF/F can do what Le Guin promises: destabilize comfortable ideas.
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Sarah Shoker is a PhD student in Political Science at McMaster University, where she once used Lord of the Rings in a presentation to explain a Foreign Policy conundrum. She regularly quotes from Harry Potter to her more respectable colleagues. You can follow her on twitter @SarahShoker.

**I would like to thank my colleague, Ira Lewy, for first informing me about military reading lists and the navy’s rather unfortunate decision to assist Michael Bay in producing more movies.

2001: A Superhero Odyssey

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A couple weeks back I wrote a piece at the Atlantic where I talked about the way that big budget sci-fi isn’t interested in talking about the future. Instead, it seems to have blurred with super-hero films, in which progress is always already a current dream of power. Rather than a better society somewhere to come, we imagine an atemporal, ongoing empowerment. The future isn’t so much a possibility as a superpower itself; a technology which fundamentally changes nothing except our sense of our own awesomeness.

The best example of this probably isn’t actually current Hollywood, but Arthur C. Clarke’s 2001: A Space Odyssey. The novel covers vast swathes of time, not to rethink society, but to reinscribe that society from the dimmest past to the furthest reaches of time. Man-apes are led (like the name says) by men; the biggest, manliest man-apes are also the smartest man-apes, and the Cold War starts in the infinite past and never ends. Ursula K. Le Guin was writing about a world of single-gendered hermaphrodites, but for Clarke the women of the future are still mostly stewardesses, and the men are mostly bland bureaucrats; everyman David Bowman has the intense inner life of a stereotyped actuary. Space is a vivid, enormous landscape bestrode by tepid functionaries. The scene where Bowman finds a typical hotel room on the far side of the galaxy is meant to be trippy and unnerving, but it also, unintentionally, sums up the novel’s fundamental mundanity.

The energy of 2001 has nothing to do with reimagining the future or for that matter the present. Instead, it’s a superhero comic; the exciting bit, the wonder and the imagination, is all about turning that pallid Peter Parker into a superdude. And the superpower on offer, the transformative oomph, is literally progress, in the form of evolution. At the beginning of the novel, Moon-Walker the man-ape is pushed into being human by an alien obelisk; at the end of the novel, David Bowman is pushed into being more than human by yet another one of the same. The novel itself is essentially an origin story for man, man-ape and David Bowman. Aliens — some outside, wiser, smarter, something — reaches through the veil of space and time to shape past, present, and future into a superpowered unity of progress. Humanity is affected by, and is effectively itself, a New Age deity. There is no new fate or new possibility; just the current, satisfying knowledge of ongoing genetic potential. Nothing changes except apotheosis. Humankind will meet itself in the future, newborn and with space baby powers.

H.G. Wells in The Time Machine saw evolution as a blind, frightening master; time, in his story, does not care about humans, who it twists into dumb, hunted forms, and breaks meaninglessly upon eternity. Clarke, though, gives evolution a purpose; rather than Darwin’s blind watchmaker, you get a watchmaker with a cheery grin, ensuring that Mind prospers and Man, ultimately, triumphs over the millenia. There couldn’t be a much clearer demonstration that the purpose of the superhero is to defy time. Yes Superman never ages ‚ but more importantly Superman, on that rocketship, drags the future back to the present. The star baby plants tomorrow in today, by imagining perfection as timeless truth, unfolding now. We’re already superior, always have been, and always will be; mutants evolving before our own eyes. 2001 saw a future in which progress is neverending — and when progress is neverending, there can be no change.

Is and Isn’t: Literary Upheavals in the Post-Real Landscape

H.G. Wells was not a science fiction writer. Neither was Philip Nolan when he created Buck Rogers. But Flash Gordon—a Buck Rogers knock-off that appeared five years later—is science fiction. Aldous Huxley is harder to call. Brave New World appeared in 1932, three years after magazine editor Hugo Gernback invented the term, but it wasn’t in standard use yet. Others would have happily retained the older moniker “scientific romance.” Gernback preferred “scientifiction.”

Literary genres seem so monolithic—walk into a book store or skim a college course list—we forget they were ever contested. In 2009, Writer’s Chronicle blogger Emily Cross spotted a new genre, “a mix of literary and SF” that includes novels hard to label “fantasy/ science fiction/literary because they are both but neither.” Like 1920s scifi, it goes by more than one label, but the top two, “Slipstream” and “New Wave Fabulism,” are essentially “one and the same.” If the emergent genre follows the path of its predecessors, one of the terms will gain general acceptance and retroactively claim writers who never heard of it while writing its representative works, and the other term will go the dodo way of “scientifiction.” The change, however, involves more than naming rights. Rather than witnessing the birth of a new genre, or the reshuffling of works previously claimed by older genres into a hybrid category, we have a tectonic event affecting the wider literary landscape.
 

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In Fall of 2002, Conjunctions editor Bradford Morrow handed over an issue of his “otherwise honorable literary journal” to the “conspicuously popular horror author” Peter Straub to guest-edit a volume of “innovative cross-genre science fiction, fantasy, and horror.” Six months later, McSweeney’s editor Dave Eggers handed his equally honorable journal to Michael Chabon for essentially the same project. Writers Kelly Link, Neil Gaiman, and Karen Joy Fowler appear in both volumes. Straub and Morrow subtitled theirs The New Wave Fabulists. Chabon and Eggers went for the retro-pulp Thrilling Tales. Neither name has stuck, but the shared project has. Two more anthologies appeared in 2006. Rusty Morrison and Ken Keegan’s Paraspheres: Extending Beyond the Spheres of Literary and Genre Fiction includes the additional subtitle Fabulist and New Wave Fabulist Stories—as well as Bradford Morrow in the table of contents and Peter Straub and Kelly Link in backcover blurbs. James Patrick Kelly and John Kessel’s Feeling Very Strange: The Slipstream Anthology includes stories from Michael Chabon, Kelly Link, and Karen Joy Fowler, plus Jonathan Lethem who, along with Kessel, is an alum of Straub’s Conjunctions.
 

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So while the four sets of contributor pages are at times identical, the labels barely overlap. Chabon’s buzzwords are “entertainment” and “borderlands,” but he otherwise avoids naming his pulp reclamation project. When Eggers handed over a second, horror-heavy issue, they titled it McSweeney’s Enchanted Chamber of Astonishing Stories. Morrison and Keegan coined “paraspheres” because their selections “seem to extend ‘beyond the spheres’ of either literary or genre fiction.” But they also acknowledge Morrow and Straub’s term—while differentiating “New Wave” from earlier “Fabulists.” Phantom Drift, a recent entry in the literary marketplace, whittled the Conjunctions term down in their subtitle, A Journal of New Fabulism. Slipstream also has its own journal and history dating to the 1980s when the term was coined by science fiction author Bruce Sterling. Add the competing terms transrealism, new weird, speculative, interstitial, and literature of the fantastic, and suddenly Gernback’s “scientifiction” doesn’t sound so peculiar.
 

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Rudy Rucker, another Paraspheres contributor, coined “Transrealism” in 1983 to describe works that treat “immediate perceptions in a fantastic way,” using “tools of fantasy and SF . . . to thicken and intensify realistic fiction” and so create “truly artistic SF.” Bruce Sterling’s 1989 “Slipstream” is more slippery to define, at times encompassing anything postmodern or, more vaguely, “anything that makes you feel very strange.” At other moments slipstream seems simply to denote “non-realistic literary fiction” or literary fiction with “fantastic elements.” David Memmott, currently the managing editor of Phantom Drift, started Ice River Magazine in 1987 “to explore, for lack of a better description, a literature of the fantastic . . . . literature of intersections” that included “Literary science fiction.” Phantom Drift is now “resisting the temptation to ‘tell’ the creative community what we mean by ‘new fabulism’ or a ‘literature of the fantastic’ by instead ‘showing’ you.” Chabon also resists, preferring to allude to the growing number of authors “in the borderlands among regions on the map of fiction.” Morrow adopts the same metaphor: “For two decades, a small group of innovative writers rooted in the genres of science fiction, fantasy, and horror have been simultaneously exploring and erasing the boundaries of those genres by creating fiction of remarkable depth and power.”
 

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The geographic metaphors, however, suggest more than individual authors or communities sneaking between marked territories and establishing new colonies. The landscape itself has changed. Look at the non-borderland territory of contemporary fantasy. When Kevin Brockmeier guest-edited the 2010 Best American Fantasy, he and series editor Matthew Cheney subtitled their anthology Real Unreal. After describing the parallel traditions of “realistic fiction” and “the otherworldly,” Brockmeier asserts that “the branches of the ordinary and extraordinary are so tightly interwoven that it is nearly impossible to tell them apart.” He intends his selection as a gathering of “such grafted trees,” fantasy that takes elements from “the best realistic fiction.” This is the same literary project pursued by the emergent genre anthologies—except here it is held securely within the genre-protecting borders of Best American Fantasy. Brockmeier’s list of “ten favorite fantasy stories of all time” includes one by Theodora Goss, a Feeling Very Strange author, and the ubiquitous Kelly Link’s “Catskin,” one of Chabon’s Thrilling Tales. For his 2010 contents, Brockmeier also selected Feeling Very Strange contributor Benjamin Rosenbaum and editor John Kessel. The terrain is the same.
 

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Fantasy, however, has been situated outside of traditional literary fiction, and so upheavals in its landscape do not necessarily reflect changes at literature’s center. Unless they do. When Brockmeier’s own story “The Ceiling” won the 2002 O. Henry Award, juror Joyce Carol Oates wrote: “It’s rare that a tale of dark fantasy makes its way into a mainstream publication, and still more rare to discover such a tale in the distinguished O. Henry Awards anthology where, through the decades, that category of prose fiction we call ‘realism’ has always predominated.” Oates admires how Brockmeier “conjoins the parable and the realistic story, the horrific with the domestic”—a variation on why Brockmeier admires his 2010 selections, and why all of the other editors admire theirs.

Oates, although a long-term borderland resident of horror, has a reputation firmly planted in literary fiction. Stephen King, however, does not—or at least did not when he won an O. Henry in 1996 and served as a juror in 1999. Chabon’s inclusion of King in Thrilling Tales wasn’t a breakthrough moment but the continuation of an arc. While Brockmeier included him in the 2010 Best American Fantasy, King’s “literary” standing expanded further with his novel 11/22/63, which earned a position on the New York Times best books of 2011. This is not evidence of an emergent genre. King is still writing horror—or, if you prefer, speculative fiction—but the landscape underneath him has shifted.

Similarly, Brockmeier drew almost half of his twenty 2010 fantasy stories from literary journals as honorable as Conjunctions and McSweeney’s: Tin House, New England Review, One Story, Oxford American, Kenyon Review, Pindeldyboz, and American Short Fiction. Dave Eggers published Brockmeier’s “The Ceiling” in McSweeney’s, but he, unlike his co-juror Oates, chose a traditionally realistic story for his 2002 O. Henry selection, as did the third juror, Colson Whitehead, who went on to publish Zone One, a literary zombie novel, in 2011—an unimaginable act a decade ago. When Brockmeier graduated to juror for the 2006 O. Henrys, he went with a work of realistic fiction, not Stephanie Reents’ story about a woman with a removable head, which series editor Laura Furman described in language that echoes the Slipstream and Paraspheres anthologies published the same year: it “is heartachingly familiar, but it feels like new literary territory.”

But is it new? As I glance through my shelf at a few O. Henry and Best American Short Stories anthologies of the last decade, I find works about an android, a village on the back of a giant whale, and an eleven-fingered pianist. If these fantastical stories appear firmly in the literary mainstream—what slipstream, etc. define themselves against—then we’re not talking about an emergent genre. We have a change at the core of contemporary literature.

The center does not hold. Or rather, literature now maintains multiple epicenters. If the metaphor is territories, then today’s authors have more than just passports; they have dual citizenships. Take my short story “Is” as an example. It first appeared in New England Review in 2008, then Brockmeier’s Best American Fantasy in 2010, and its sequel, “Isn’t,” appeared in Phantom Drift in 2012. Together “Is” and “Isn’t” are and are not “literary fiction,” “fantasy,” and whatever term you prefer to call the not-so-new genre-linking genre of Linkism. (Kelly Link, by the way, identifies herself as a science fiction writer.)

While the varied Linkists can’t always agree on what they are and aren’t, they do agree on what “literary fiction” is and isn’t. Keegan identifies the primary meaning among U.S. academic institutions as fiction that has “lasting meaning and value,” but within the publishing industry, literary fiction denotes “narrative realism,” as opposed to any other genre with its equally and inevitably artificial conventions. The conflated term limits quality to realism. Chabon reduces the problem to one word: “serious.” Literary fiction is, everything else isn’t.

Or, I should say, wasn’t. The monolithic realism that spurred all of this border crossing and boundary shifting is gone. Once four 21st century Pulitzer winners—Michael Chabon, Michael Cunningham, Cormac McCarthy, and Junot Diaz—have written about alternate timelines, androids, post-apocalyptic futures, and magic mongooses, traditional realism can no longer be claimed as a prerequisite of contemporary literary fiction. Add, in no particular order, Philip Roth, Sherman Alexie, Isabel Allende, Jane Smiley, Tom De Haven, Kazuo Ishiguro, Jennifer Egan, David Mitchell, Don DeLillo, Austin Grossman, Lev Grossman, George Saunders, Glen Duncan, Tom Perrotta, and Caryl Churchill to the already long list of fabulous slipstreamers, and we’re no longer describing authors migrating between genres. The genres themselves have been leveled.

Soon they may never have been there at all. Just as H. G. Wells became the retroactive father of science fiction, 20th century authors previously ensconced in narrative realism will emerge as fantastical realist godparents. Reread Joyce Carol Oates’ widely anthologized “Where Are You Going, Where Have You Been?” or John Cheever’s equally canonical “The Swimmer.” Or better, come up with an argument for why one of the most highly regarded novels of the 20th century, Toni Morrison’s Beloved, is not first and foremost a horror story.

When I teach the contemporary novel at Washington and Lee University, I subtitle my course “Thrilling Tales.” The challenge is limiting the syllabus. Chabon’s anthology title—a fanciful act of literary transgression a decade ago—now describes a wide swath of “serious” mainstream fiction. Chabon’s dream of literary eclecticism has come true. Werewolves, time-travelers, clones, superheroes—nothing is out of bounds.

Or almost nothing. Despite the leveled landscape, one gulf still divides “literary” and “non-literary”: formula. This is not a hold-over prejudice from old school literary fiction. The bias was articulated early and often by the genre-splicing outsiders. After declaring that “straight realism is all burnt out,” Rucker demands that a “Transrealist artist cannot predict the finished form of his or her work. The Transrealist novel grows organically.” While defining slipstream, Sterling bemoans the state of category SF for its “belittlement of individual creativity, and the triumph of anonymous product.” He could be describing the vast majority of novels mass produced in the heyday of the pulp magazine industry. Despite his revisionist nostalgia, even Chabon acknowledges the “formulaic nature of genre fiction,” shifting the blame toward publishers and book-sellers. It was their marketing practices and formula-driven products that originally prompted a generation of writers and editors to construct “literary fiction” as a boundary against them.

But formula is not innate to any genre. Octavia E. Butler identified herself as a science fiction writer—not speculative fiction or anything else—until her death in 2007, because SF “was so wide open, it gave me the chance to comment on every aspect of humanity. People tend to think of science fiction as, oh, Star Wars or Star Trek, and the truth is there are no closed doors, and there are no required formulas. You can go anywhere with it.”

In short, the new literary landscape allows anything but a convention-determined plot outcome. Although romance was a major pulp category in the first half of the century, Chabon did not include any representatives in his Thrilling Tales. Despite its use of realistic surface details, romance is definitively formulaic. The reader begins with the guarantee of two lovers united. Throw in as many obstacles as you like, but the conclusion is set. Mystery and detective fiction offer a similar problem. Poe’s writing dictum still holds: begin with the end and work backwards. This might explain why only Chabon champions the mystery subgenre. He’s written two detective novels (Chabon maintains citizenships in an enviable range of territories), but the other anthologists mostly limit themselves to science fiction, horror and fantasy—anything that bends the conventions of realism. Detective fiction, like romance, behaves like realistic fiction. Only its deep structure—the requisite agreement between writer and reader that the detective will solve the mystery—separates it from narrative realism. Superheroes—once the greatest amalgam all things non-literary—were embraced as “serious” literature only after their old plot requirements collapsed.  Alan Moore’s Watchmen upended the 1954 Comics Code dictum that “In every instance good shall triumph over evil and the criminal punished for his misdeeds.” Flying men in tights are easier for literary fiction to swallow than a formula-mandated ending.

It sounds easy. Just yank out the plot rug and let the genre pieces—aliens, elves, gangsters, it makes no difference—rattle into new configurations. Michael Cunningham’s Specimen Days, however, shows how tricky old school genre plotting can be. The middle section of Cunningham’s 2005 novel is written in the style of a police thriller, which requires certain characters to be at certain places at certain times. In order to chance into the terrorist suspect, for instance, Cunningham’s cop has to have a coincidental reason to return to her apartment where he’s secretly waiting. Narrative realism requires the reason to appear organic, but Cunningham, like most narrative realists, doesn’t have much practice with plot-defined storytelling. When his cop mouths an authorial excuse for her detour home, Cunningham’s strings show. Frankly, it’s a little embarrassing—which is why “literary fiction” shunned pulp genres for so long and so successfully.

But the fact that Specimen Days even exists—with its gothic tropes in part one and its aliens and androids in part three—is evidence alone that something very strange happened in the first decade of the new century. Cunningham is not a Transrealist, Magic Realist, Slipstreamer, Paraspherist, or New or Old Wave Fabulist. He’s a mainstream literary fiction writer.

Welcome to 21st Century Literature.

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[This essay originally appeared in The Writer’s Chronicle.]

Right There, Only More So

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I visited Bath, England during spring break of my senior year in college. That was over a quarter century ago, so my memories are “historical” rather than “contemporary.” They may even shade into “speculative” since memory warps with each recollection, transforming real locations into alternate realities. I’ll be able to gauge the extent of my idiosyncratic warping when I return to Bath next June. I’m teaching a creative writing class for Advanced Studies in England, a study abroad program for U.S. college students.

My course is “Writing Bath: Historical, Contemporary, Speculative Fiction,” but I considered calling it “Right Here, Only More So.” There’s a Laurie Anderson song (also from a quarter century ago) that opens with the line: “Paradise is exactly like where you are right now . . . only much, much better.” And there’s an even older truism about science fiction: “The future is now, only more so.” That’s a particularly good definition of speculative fiction, and combined with Anderson’s spin on place, it sums up my approach to fiction writing.

I open my introductory course (the one I teach in Virginia, not England) with an observation exercise: list sensory details. Since we’re sitting in a classroom, the results usually include the ticking of a clock, the scent of chalk, the glow of fluorescent bulbs, the press of a chair back against your spine. If you dig a little deeper, those details get much, much better: the conch-shell murmur of AC vents, the convergence of shadows as a pen tip touches paper, the pendulum sway of an earring.

Any location can yield unlimited details. And though a classroom in rural Virginia is as good a place as any to dig down, imagine if the classroom is in Bath, England. Those are Roman ruins under the sensory top soil. So after exploring the contemporary, I’ll send my students off in time machines to land anywhere they like in the two thousand years of Bath history. And when they get back, we’ll spin the controls in the opposite direction and speculate about the city’s diverging futures.

Although historical fiction and science fiction seem like opposites—one’s in the past, the other the future—they’re both not in the present, and so, unlike contemporary fiction that borrows from immediate reality, they are alternate worlds that have to be imaginatively constructed. Contemporary fiction is an imaginatively constructed alternate world too, but you get to cheat a bit because readers will do more of the setting work by filling in familiar details themselves. But the past and future require more authorial effort.

The past of historical fiction isn’t the past. It’s an invented past. What are Roman sandals made of? How do they lace up? Where do they chafe? I have no idea. But my students will also take a course called The Romans in Britain, and combine that with contemporary interpolation (ie, it hurts to walk on a blister), and suddenly first-century Bath will be within strolling distant. The Triumph of Georgian Bath will give them enough architectural know-how to conjure other moments of history into equally concrete existence.

Speculative fiction at first seems comparatively boundless. History books are filled with verifiable events, while the future is unwritten. But the future is made of the same stuff as any historical story: the present, only more so. What does a hovercraft sound like when it’s landing? I have no idea. But I can pluck details from my world—the whir of my half-clogged lawn mower—because the mundane really is much much better for building something non-existent. And if you do your building in Bath, England, your range of the mundanely contemporary is also sunk deep in the paradoxically here-but-not-here historical. Three worlds, one place.

I get no points for creativity though. Michael Cunningham approached New York the same way for his 2005 novel Specimen Days.

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The first section explores the gothic past of the Industrial Revolution, culminating in the Triangle Waist Factory fire of 1911. The second is a contemporary police procedural plotted around a suicide bomber in the wake of 9/11. And the final part leaps into New York’s distant future of androids and lizard-like aliens. Deepening the interconnections of the three-in-one setting, manifestations of the same three characters appear in each version of New York, weaving a larger plot through the whole of the novel.

You can try this yourself at home. Any home. Everyplace in the world contains a world of plots just under its surface, and its pasts and futures are disguises for its own Right Now. Cunningham could have written Specimen Days in my hometown of Lexington, Va. But I’m glad he didn’t. I’m also glad my class and I will be digging into Bath, England for our inspiration. I hope to find a ghost of my twenty-year-old self wandering the Roman ruins.

[And if you’re attending one of the ASE’s affiliate or participating colleges, you might consider meeting the ghosts of Bath past, present, and future with us. More on that here.]

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Most Underrated/Overrated SF

We’ve done music and film in these posts before; thought I’d see if anyone read books.

So in terms of the most overrated sci-fi author, I’d go with Isaac Asimov. He’s hugely famous, but his books are really mediocre nothings (at least as I remember them; it’s been a while.) Gimmicky, outlandish plot, paper-thin characters, serviceable prose; just not a whole lot there. Heinlein is at least genuinely weird; the only thing to say for Asimov’s books really is that they thump along and are for the most part inoffensive.

For underrated — hardly anyone knows about John Christopher or Gwyneth Jones, both of whom I think are fantastic writers. (I’ve written quite a bit about both at the links.) (Oh…and one more piece about John Christopher here.
 

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Let the Future Be Whitewashed…Today!

Everybody knows that racism is bad, but somehow hating diversity is cool. Thus, Felicity Savage over on the Amazing Stories site has a post where she chastises non-white people for wanting to see themselves in science fiction stories. She concludes by praising the work of Stephen Baxter, which she says provides the following insights.

Speculative fiction this good achieves something no other genre can do: it makes you realize, really realize, that we’re all in this together. Black, white, yellow, brown, male, female … to the Big Bad lurking on the dark side of the moon, we all look like snacks. That kind of perspective shift is what I read the genre for.

This is simultaneously honest and oblivious — the first predicated on the second. Because, of course, the reason that it is important to include diverse characters and diverse voices in speculative fiction would be because the assertion “we’re all in this together” is not, in fact, a pure, shining, unimpeachable truth, handed down by the gods of speculative fiction for our enlightenment. The statement “we’re all in this together” is, instead, an ideological presumption which is not supported by most of the extant facts. Kids in segregated schools on the south side of Chicago aren’t in this together with folks on the north side who have buttloads of tax money dumped into their science labs. Folks who were enslaved weren’t in it together with the people who pretended to own them with the collusion of the law. Women who lost their property rights during marriage weren’t in it together with the men who controlled them. And so forth. Proclaiming that justice and equality have been achieved because you’ve imagined some big old space monster is not profound. It. is. bullshit.

To say that human difference is not part of good sci-fi is to erase the thematic concerns of many of sci-fi’s greatest writers, from Philip K. Dick to Ursula Le Guin to Octavia Butler to Samuel Delany to Joanna Russ and on and on. It is, moreover, to admit to an almost ludicrous poverty of imagination. Sci-fi is dedicated to telling stories that haven’t been; to exploring the entire range of what might be. And yet, the only story you can think of, the only future you can see, is one in which white people’s experiences are the sole benchmark of importance, in which all people’s troubles and traumas are subsumed in white people’s traumas; in which, somehow, racial (and gender?) difference has ceased to matter,and in which that “ceasing to matter” means, not a blending of diverse races and experiences, but an erasure of all races and experiences which aren’t the dominant one right now, at this particular time.

“Nothing is gained by mapping our fragmented ethnic and sexual identities onto our fiction with the fidelity of a cellphone camera photo,” Savage says. To which one can only ask, who is it that gains nothing exactly? Ethnic and sexual identities are a big part of how we live; exploring them has been a huge resource for science fiction in the past. Admittedly, if you’re committed to a world in which you never have to think about others, and in which the one sci-fi story is a story about how your particular concerns, no matter how boring and blinkered, should erase everyone else in a lovely rush of imperialist amity, then, yes, diversity is an irritating distraction. If, on the other hand, you think that sci-fi should be as rich and complicated as the world we live in, then including difference is not a failure, but a necessity.

HT: N.K. Jemisin.
 

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Prehistory of the Superhero (Part 6): The Fabulous Junkshop

 

 

In our last chapter, we focused on the Western, particularly as presented in the cheap, pamphlet-formatted magazines known as dime novels.  Of course, westerns weren’t the dime novel’s sole adventure genre: tales of pirates, spies, and detectives abounded; the most durable dime novel hero of all was probably Nick Carter, Detective– his adventures ran, in various media, from 1886 to the 1990’s.
 

 
Before leaving the Dime western, however, I wish to dwell on one of its heroes who was a precursor of the modern, cross-media, branded intellectual property character: Buffalo Bill.

William Frederick “Buffalo Bill” Cody (1846–1917)  was an authentic frontiersman, whose adventures were written up by Ned Buntline (1813–1886), the writer often called “the man who invented the West” , in  the 1869 serial Buffalo Bill, King of the Border Men for the New York Weekly. The tale was enough of a success to inspire a hit theatrical adaptation in 1872.

Cody was much taken by the play, and agreed to star in person in another Buntline-inked production, The Scouts of the Plains; or, Red Deviltry as it is, co-starring Texas Jack and Wild Bill Hickock. After a very profitable ten-year tour, Cody struck out on his own in 1883 by organising his own extravaganza, part drama, part circus, part rodeo, all Western, all sensational: Buffalo Bill’s Wild West.

The show was a colossal hit such as the world had never seen. It toured not only the U.S.A., but also Europe, selling over two million tickets in its first London run. Buffalo Bill was, probably, the first true international celebrity entertainer.
 

 
He was also what we’d call a brand. Enormous sums were made from merchandising Bill and his associates’ images; toys, films, crockery bore his stamp; he is thus the forerunner to such other “hero-brands” as Tarzan, Batman, or the Star Wars crew.
 

A Buffalo Bill toy set from 1903. Bill certainly understood merchandising…

 
Of course, Buffalo Bill fiction continued to pour onto the newsstands — it’s estimated that, without even counting unauthorized pirate books, some 557 novels chronicled his supposed adventures. Of these, 121 were written by Prentiss Ingraham (1843–1904) — who also happened to be the press agent for the Wild West Show.
 

 
Long before the phrase was coined, Ingraham perfectly understood the concept of “media synergy.” Thus, just before the show was due to open at the Chicago World’s fair in 1892, he wrote and had released nine new Buffalo Bill novels. Six of these actually dealt with the show itself — publicity and product placement.

Ingraham also understood the value of “spin-off” product: he promoted the fictional adventures of Wild West co-stars Buck Taylor, Nate Salsbury, and Annie Oakley.

He would have been perfectly at home in today’s superhero business ecology.

Buffalo Bill’s Wild West Show reminds us that, though this series of articles has concentrated on the printed word, there were of course many other vectors of popular culture, such as songs, circuses, and the theater. In nineteenth century America, the latter was decidedly democratic in spirit; and the masses clutched to them as their own the plays of William Shakespeare. As Alexis de Tocqueville noted:

There is hardly a pioneer’s hut which does not contain a few odd volumes of Shakespeare. I remember reading the feudal drama of Henry V for the first time in a log cabin.

Such was the popular mania for the Bard that in 1849, a riot in New York over competing productions of Macbeth left 25 dead.

I don’t think it too far-fetched to speculate that early American Shakespeare productions, as mediated by melodrama, are another distant root of the superhero. Consider the many conventions the superhero tale shares with Elizabethan theater: lively heroes and villains, secret identities, disguises that are always effective, fight scenes complete with colorful speeches, and men in tights!

( I was  struck by this theory while watching the first X-Men film, with its glorious use of two of Britain’s greatest Shakespearian actors– Patrick Stewart as Professor X, and Ian McKellan as the arch-villain Magneto.)

The dime novel went into decline at the turn of the last century, for various reasons.

Despite its name, the dime novel generally cost a nickel (5 cents) rather than a dime (10 cents).  Even in 1900 dollars, that didn’t leave much of a profit margin. Furthermore, by that date the dime novels were almost entirely pitched at children and adolescents, a demographic that had little in the way of spending power: thus, this was a medium unattractive to advertisers. (The same problem would bedevil comic books, especially after the mid-1950s, when the Comics Code strictly regulated advertising.)

There were also fresh rivals for the young person’s pennies; most notably the new mass medium of film. Your leisure nickel could now buy you all the excitement of the movies; why spend it on musty, hacked-out pamphlets?

Meanwhile, a writer turned book packager, Edward Stratmeyer (1862-1930), launched series after series of inexpensive books targeting young people: theRover Boys, Tom Swift, the Bobbsey Twins, the Hardy Boys. These were ghost-written by multiple authors and published under house names, such as Victor Appleton. Their success was phenomenal — in a 1922 study, it was estimated that the Stratmeyer Syndicate published the majority of children’s books sold.
 

The books continue to sell well to this day.

(These wholesome adventures attracted what would strike us as bizarrely extreme hostility from educators. The New York Public Library’s chief children’s librarian, Anne Caroll Moore, in 1906 boasted of purging them from the system she oversaw.)

Stratmeyer’s innovations– concentrating on series, farming out manuscripts to freelance writers — would become standard procedure for comic books.

The Coming of the Pulps

The successor to the dime novel was the pulp magazine.

Publisher Frank Munsey (1896 — 1925) saw the writing on the wall. He decided to convert his dime novel line to a new format, thicker and more expensive, aimed at an adult audience that still craved escapist adventure. Because they were printed on the cheapest, roughest paper available– so-called ‘pulp,’ these magazines came to be called pulps.

His Munsey’s (from 1889), Argosy (from 1888) and All-Story (from 1905) magazines were immediate hits. They were anthologies featuring adventure tales set the world over– in the far west, Africa, the Seven Seas, and even on other planets.

Among the most popular — and lasting — writers Munsey’s pulps discovered was Edgar Rice Burroughs (1875 — 1950), whose extra-planetary adventure romance Under the Moons of Mars was serialised by All-Story in 1912.
 

It was the first of the popular John Carter of Mars tales, featuring an American soldier mystically transported to the Red Planet, where he battles an array of fierce aliens. The lower gravity of Mars gives his Earth muscles super-strength — a detail later adopted by the creators of Superman for their hero.
 

 
Burroughs later that same year of 1912 introduced arguably the most famous adventure hero in pop history, Tarzan of the Apes, again in All-Story (see image at top of this column.)

All-Story caught lightning in a bottle once more in 1919, when it published ‘The Curse of Capistrano’ by Johnston McCulley (1883-1958), the first adventure of Zorro.
 

 
Zorro is worth dwelling on for several reasons.

In Spanish colonial California, young aristocrat Don Diego de la Vega appears to be a silly young fop; secretly, however, he roams the countryside as the dashing masked swordsman known as Zorro (‘the Fox’), fighting injustice and oppression with flashing blades and sharp wits.

This iteration of the secret hero (probably based on the Scarlet Pimpernel), i.e. a seemingly harmless playboy type hiding a brilliant fighter for justice, was to be repeated many times in super-hero lit; in the pulps (the Shadow, the Phantom Detective, McCulley’s own the Crimson Clown) and in the comics (Batman, the Clock, Mr Scarlet.)
 

 
And in 1920, McCulley’s novel was filmed starring the two biggest movie stars in America, Douglas Fairbanks and Mary Pickford, as The Mark of Zorro.
 

 
This was another sign that the superhero spanned various media long before he appeared in comic books — magazines, books, films, radio, comic strips.

In the three decades from 1920, the pulps proliferated– and specialised. Magazines were devoted to every pop genre and sub-genre under the sun: the reader browsed a fabulous junkshop of thrills and chills.

Crime: Black Mask, Dime Detective
Horror: Weird Tales, Horror Stories
Science fiction: Marvel Tales, Amazing Stories, Astounding, Planet Stories
Aviation: Flying Aces, G-8 and his Battle Aces
Westerns: All-Western Magazine, Blue Ribbon Western
Romance: Ardent Love, Love Story Magazine.

There were even strange genre hybrids. Crime + soft porn = Spicy Detective Stories. Western + romance = Ranch Romance.

And there were the ‘character pulps’.

These were magazines dedicated to a single character, and many of these were superheroes.

Harvesters of the Bitter Fruit

Who knows what evil lurks in the hearts of men? The Shadow knows!

The Shadow was introduced in 1929 in a one-off story. Street & Smith, its publisher, revived the character in 1930 for its radio show, Detective Story Hour, and followed this the next year with a dedicated magazine. The latter would continue until 1949, featuring 325 tales ascribed to house pseudonym “Maxwell Grant” — most of the novels were in fact written by Walter Gibson (1897-1985).

Playboy Lamont Cranston is the mysterious scourge of the underworld, theShadow. With blazing pistols and mysterious powers (the ability to ‘cloud men’s minds’), he ruthlessly opposes gangsters and such adversaries as Shiwan Khan and the Prince of Evil– teaching them the truth of his motto:

The weed of crime bears bitter fruit. Crime does not pay… the Shadow knows!
 

Poster for the Shadow serial. Serial films often featured superheroes, both from the pulps and the comics.

It is especially as a radio show that the Shadow achieved success (Orson Welles was one of the main interpreters of the title role.)  Radio even spawned its own original superhero: The Green Hornet.

A more savage rival to the shadow was the Spider (fl.1933-1944).
 

 
The Spider — principally written by Norvell Page (1904–1961) under the pen name ‘Grant Stockbridge’ — was another idle playboy-turned-vigilante, but whose bloodlust seemed unslakeable. As historian Jim Steranko put it, “His idea of mercy was a bullet between the eyes instead of in the stomach”. His descendants in the superhero line are the ‘grim and gritty’ killers that flourished in the 198?s and ’90s, such as the Punisher, Grifter, or Vigilante. Like them, he was hated and hunted by police and criminals alike.

Another in the Shadow/Spider mold, but more genteel, was Richard Curtis Van Loan, a.k.a the Phantom Detective (fl.1933–1953).
 

 
This dapper sleuth, though no slouch when violence threatened, was more of a true cerebral detective than his pulp colleagues, and he worked closely with the police: a new twist for the superhero, who had traditionally been an outsider. As the illustration above shows, the Phantom is content with a wee domino mask for a disguise, which fools everyone; a convention still current in superhero comics.

The Avenger, The Whisperer,  Captain Zero, The Black Hood, The Cobra, Moon Man…the list of pulp superheroes stretches on. We might linger on one, the Black Bat– the illustration below shows why:
 

 
It would appear that this was the inspiration (to use a polite word) for the comic-book superhero Batman…but the latter first appeared in May 1939, while the Black Bat premiered in July of that year. A case of coincidence that provoked a testy exchange of lawyers’ letters and a live-and-let-live arrangement. (Note, however, that Batman later adopted the Black Bat‘s fin-lined gauntlets in his costume.)

But next to the Shadow, the king of pulp superheroes was Doc Savage, the Man of Bronze.
 

 
However, we’ll leave discussion of Doc for the next installment of this series; note however, the word coined by Street and Smith (publisher of The Shadowand  Doc Savage) to describe this sort of character:

super-hero, the first time this appellation appears.

Blinded with Science

Some of the best (and occasionally worst) of the pulps were the science-fiction magazines. (Indeed, one of the last survivors of the pulp age — much transformed in format — is the SF digest Analog, the renamed Astounding Science Fiction.)

And the type of science-fiction that permeates superhero comics isn’t the cerebral, literate fare of Olaf Stapledon or of J.G.Ballard– no, it’s the extravagant ‘space opera’ of E.E.’Doc’ Smith (1890–1965) and his fellow writers at Amazing Stories.
 

 
Smith’s Lensman series (1937) begins with two galaxies colliding, and builds from there. Exploding planets! Space Pirates! Intergalactic empires at war! And policing it all is the corps of the Lensmen, supermen armed with the Lens, an invincible energy weapon.

(The Lensmen would inspire the space-faring superhero group the Green Lantern Corps in DC’s Green Lantern comics, and the Lanterns’ power rings obviously derive from the Lens.)

Another space opera with superheroic overtones was penned by Jack Williamson (1908–2006), The Legion of Space (1934)– a possible inspiration for DC comics’ Legion of Superheroes.
 

Space Legionaires facing a bit of a sticky wicket

 
This is plausible, because the main early writer of the Legion of Superheroes wasEdmond Hamilton, also the author of the Williamson-influenced Captain Future pulp series; Captain Future was created by Mort Weisinger, the editor of the Superboy comic in which the Legion of Superheroes first appeared.
 

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As this shows, the links between comics and the pulps were close; next installment will illustrate just how close.

Next: Reign of the Superman